The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...

The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...

The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...

The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...

Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...

Investors can find plenty of great exchange-traded funds (ETFs) to generate income. Which Vanguard ETFs offer the highest ...

New policy for target-date funds triggered capital gains SEC says Vanguard did not warn about tax ramifications The settlement also resolves claims by 43 state regulators Jan 17 (Reuters ...