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On April 25, 2024, the United States Department of Labor (USDOL) issued a final rule, the “Retirement Security Rule,” that significantly alters the definition of a “fiduciary” under the Employee ...

It’s easy to get tripped up when it comes to the world of financial advisors, and distinguishing fiduciaries from non-fiduciaries can be challenging. But when you’re looking for financial advice, then ...

The fiduciary movement sparked by independent financial advisors over the last few decades, popularized more recently by regulators, consumer advocates, and financial experts of all sorts, will be ...

The U.S. Department of Labor (DOL) released its final “investment advice rule” on April 23, 2024 — set to become effective in September — after several failed attempts, years of deliberations and ...

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Investment advisors and other financial professionals must adhere to a certain standard of responsibility toward their clients. These standards may be defined as either suitability or fiduciary. Learn ...

A fiduciary is someone required to act in your best interest when providing financial advice or managing your assets. Find out if your financial advisor acts as a fiduciary at all times, especially if ...

When Tom began his advising career as a broker and securities salesman in 1984, it didn’t take him long to see the potential for sliding scales of corruption and other such financial malfeasance. The ...

When you hire a financial adviser, you assume they work in your best interest. Unfortunately, that's not always the case. Many people have been caught in the trap of assuming a financial adviser is ...

The Department of Labor plans to propose a rule by the end of the year that would target conflicts of interest for financial advisers working with company retirement plans and individual retirement ...

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