In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...
Two Sigma voluntarily repaid $165 million to impacted funds and accounts during the SEC's investigation and agreed to pay $90 ...
The end of the SEC’s regulate-by-enforcement strategy will be an improvement, however it shakes out, Howard Fischer and ...
The U.S. SEC is willing to continue its years-long battle with the blockchain-powered cross-border remittance provider Ripple ...
A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from ...
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...
In another 11th-hour court loss for Chair Gary Gensler's tenure, judges in a Coinbase case again call the SEC's crypto ...
Jan. 14 (UPI) --The U.S. Securities and Exchange Commission is suing Elon Musk for allegedly failing to properly disclose his purchase of Twitter shares before buying the company, currently known ...
The Securities and Exchange Commission, which is responsible for enforcing laws against market manipulation, says the SpaceX ...
The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which ...