TP ICAP reported ​a 3.6% jump in annual pre-tax ‌profit on Thursday, driven by volatile markets last year and strong performance in its global ​broking and Liquidnet electronic trading divisions.

Emerson Equity “was substantively involved” with Inspired Healthcare and the operation of its business and fundraising, ...

The SEC’s latest proposal seeks to draw a clearer boundary by explicitly limiting the rule to equity securities. By doing so, ...

BUCKLER Securities LLC ("BUCKLER”), a registered broker-dealer specializing in U.S. Treasury (cash) trading and high-quality liquid assets securities financing, today announced an increase of $75 ...

Day SEC Yield of 0.98% as of Feb. 28. Payable Mar 20; for shareholders of record Mar 17; ex-div Mar 17. More on iShares U.S. Broker-Dealers & Securities Exchanges ETF IAI: AI May Be Coming After ...

CFTC issues no-action relief to Phantom Technologies for derivatives trading interface, setting precedent for non-custodial crypto platforms under strict conditions.

The US Securities and Exchange Commission is pushing to clear up years of confusion over a key broker-dealer reporting rule that prevented certain assets from being quoted by broker-dealers on the ...

LPL Financial LLC announced today that advisors Stephen Horvath, CHFC®, CLU®, CEP®, AIF®, Brady Doe, AIF® and David Hermann have joined LPL Financial’s broker-dealer and Registered Investment Advisor ...

Shipfinex FZCO, opens new tab, a digital platform dedicated to the democratization of the maritime economy, is pleased to announce that it has received In-Principle Approval (IPA) from Dubai’s Virtual ...

EB5 Investors Magazine selected Vivek Tandon among the Top 5 Broker-Dealers for 2025, based on industry standing and due diligence practices. The award appears in the magazine’s latest edition, ...

The Wealth Engineering Family of Companies (WE) is pleased to announce the inclusion of Sofistic.AI as a core component ...

Moloney Securities recently has had the attention of securities regulators due to its sale of high risk, high cost private ...